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September 19, 2004
Do Justice Breyer and other Blakely dissenters think the Sixth Amendment right to counsel should not apply at sentencing?
As noted here, the more I think about Blakely the more questions I have. And, as I re-read the Blakely dissents, I started to question how far the Blakely dissenters might carry their concerns with the practical consequences of extending the reach of the Sixth Amendment.
Specifically, it is hard not to notice how often Justices O’Connor and Breyer lament the "costs" of Blakely’s holding. (Justice O'Connor uses the word "cost" five times, and expresses her practical concerns in many other ways as well.) This sort of language is what previously prompted me here to describe the debate over Blakely in terms of a battle of principle versus pragmatism: the dissenters do not seem to present principled arguments against the majority's holding, they seem to rely on pragmatic concerns about the consequences of the majority's holding.
But, upon reflection, I wonder if it might be more appropriate to suggest that the Blakely debate is not as much about ends, but about means. The dissenting Justices are surely principled, they may just believe that Blakely's holding — that defendants at sentencing have a Sixth Amendment jury trial right and a Due Process right to proof beyond a reasonable doubt — does not serve constitutional principles. Justice Breyer, for example, summarizes his "concerns about the serious practical (or impractical) changes that the Court’s decision seems likely to impose upon the criminal process" by noting:
the tendency of the Court’s decision to embed further plea bargaining processes that lack transparency and too often mean nonuniform, sometimes arbitrary, sentencing practices; about the obstacles the Court’s decision poses to legislative efforts to bring about greater uniformity between real criminal conduct and real punishment; and ultimately about the limitations that the Court imposes upon legislatures' ability to make democratic legislative decisions.
As always, Justice Breyer articulates his views thoughtfully and effectively, but this passage got me to realize how much the Sixth Amendment's right to counsel may undermine the constitutional principles (or "practical" concerns) that Justice Breyer seems to champion.
First, realize that defense lawyer help secure valid plea agreements; ergo, defendants' right to counsel tends to "embed further plea bargaining processes." Second, we have learned from capital sentencing literature that who gets the death penalty often depends on who has the worst lawyer, not who commits the worst crime; ergo, because of difference in the quality of provided counsel, the right to counsel may pose obstacles "to legislative efforts to bring about greater uniformity between real criminal conduct and real punishment." Third, legislature have repeatedly shown that they would rather not pay for defense counsel (public defender programs are chronically underfunded); ergo, the requirement that states' must provide counsel "imposes upon legislatures' ability to make democratic legislative decisions." And, of course, considering Justice O'Connor's focus on costs, it is quite costly for states to have to provide defendants with a lawyer.
In sum, my basic point is that the practical arguments against granting defendants a Sixth Amendment jury trial right and a Due Process right to proof beyond a reasonable doubt at sentencing might also argue against granting defendants a Sixth Amendment right to counsel at sentencing.
Of course, I am not seriously worried that any court would re-consider the now long-established right to a lawyer at sentencing. Indeed, the Supreme Court recently strengthened that right in a guidelines world through its unanimous holding in Glover v. US, 531 U.S. 198 (2001). (In fact, in Glover, Justice Kennedy asserted for the whole Court that "our jurisprudence suggests that any amount of actual jail time has Sixth Amendment significance".)
But my point is that we are very comfortable — indeed, very proud — of bearing the "costs" of providing defendants with lawyers because we understand that a truly just criminal justice system should bear the cost of extending the Sixth Amendment right to counsel to sentencing. Similarly, I am starting to think Blakely is the first step in recognizing that a truly just criminal justice system should bear the cost of extending the Sixth Amendment jury trial right and a Due Process right to proof beyond a reasonable doubt to sentencing.
September 19, 2004 at 02:32 PM | Permalink
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Comments
I believe that the concern about paying for lawyers should also be evaluated in the ineffective assistance of counsel and 2255 claims. I think the courts should be more willing to consider ineffective assistance of counsel on direct appeal (because I believe that the record may be clear to consider the matter, such as if there is an obvious error about the guidelines). If the courts routinely and without analysis say that ineffectiveness should be brought in a collateral proceeding (a 2255), the the defendant may well not have an attorney to represent him. The ineffective claims may be legally complex and yet no attorney may well be appointed. Further, I think that the stringent gatekeeping procedures for a 2255 also should favor being able to raise ineffectiveness on direct appeal (if necessary with a remand for a hearing) and save the 2255 for other types of issues.
Posted by: Elaine Mittleman | Sep 19, 2004 7:16:32 PM
I am an attoney who does appellate work. I believe that the concern about paying for lawyers should also be evaluated in the ineffective assistance of counsel and 2255 claims. I think the courts should be more willing to consider ineffective assistance of counsel on direct appeal (because I believe that the record may be clear to consider the matter, such as if there is an obvious error about the guidelines). If the courts routinely and without analysis say that ineffectiveness should be brought in a collateral proceeding (a 2255), the the defendant may well not have an attorney to represent him. The ineffective claims may be legally complex and yet no attorney may well be appointed. Further, I think that the stringent gatekeeping procedures for a 2255 also should favor being able to raise ineffectiveness on direct appeal (if necessary with a remand for a hearing) and save the 2255 for other types of issues.
Posted by: Elaine Mittleman | Sep 19, 2004 7:23:54 PM
Doug: Did I miss something? When and where has the Court ever squarely held that the Sixth Amendment guarantees a right to the assistance of counsel at sentencing? I thought the Court had always fudged this question, and located the right to counsel at sentencing in procedural due process. Presumably, a square holding on this would have to have been in a federal case, since in a state case the basis would be the 14th Amendment's due process clause in any event. And in a federal case, the right is guaranteed by statutes -- 28 U.S.C. sec 1654 for private counsel; 18 U.S.C. sec 3006A and FedRCrimP 44 for court-appointed. To say that the right to counsel at sentencing is independently guaranteed by the Sixth Amend would imply, by parity (identity, in fact) of language, that the Confrontation and Compulsory Process Clauses of that same Amendment apply (but Williams v NY (1949), never overruled, suggests they don't), as well as Speedy and Public Trial (never so held), not to mention an elements-free jury trial right. The Court to my knowledge has always assiduously avoided saying that sentencing implicates the rights of "the accused" in "any criminal proceeding" -- apparently to avoid this can of worms, or should we say, this sixth-pack of cans of worms? Instead, it has apparently read the Sixth Amendment as elaborating a set of rights which apply at the "Speedy and Public Trial" to which its language first refers. Is Glover the first sentencing case to suggest otherwise? As co-author of the NACDL/FAMM amicus brief in Glover, I well remember that the only issue presented there was the extent of prejudice necessary to establish IAOC at sentencing. No issue was raised by the govt about the source or extent of the right itself, and the defense side certainly had no reason to delve into it, and didn't.
Posted by: Peter G | Sep 20, 2004 12:04:06 AM
Peter, I assume you are not saying that Mempa v. Rhay, 389 US 128 (1967) and Florida v. Garner, 430 US 349 (1977) do not extend of the right to counsel at sentencing, but are saying that these cases base their holdings on due process rather than the sixth amendment. That is technically true, I suppose, since these are state cases, but then the same point could be made for Apprendi and Blakely. I see the "critical stage" talk in these cases as evidence that Sixth Amendment rights themselves extend to sentencing, although perhaps this is all semantics anyway. My point is not about the location of the right, but rather its substance.
Posted by: Doug B. | Sep 20, 2004 6:36:51 AM