« Highlighting how Chrismas clemency cheer brings a lump of coal for those left off Prez Obama's list | Main | Hoping Californians get crisp "mend it or end it" capital initiative votes in 2016 »

December 24, 2015

Is it reasonable to ask Santa Claus to bring a certiorari grant on acquitted conduct sentencing?

Download (6)The silly question in the title of this post is prompted by the terrific Christmas-week opinions authored by DC Circuit Judges Kavanaugh and Millett in concurrences to the denial of en banc rehearing in US v. Bell, No. 08-3037 (DC Cir. Dec. 22, 2015) (available here). Regular readers know that I have long been troubled by the use of so-called acquitted conduct in the calculations of an applicable guideline range, both opinions in Bell spotlight well some of the reasons why.

Interestingly, Judge Kavanaugh suggests he thinks Congress or the Sentencing Commission may need to act in order now to address problems with acquitted conduct. But Judge Millett's opinion in Bell provides, in the space of eight pages, a thoughtful and thorough accounting of why the Supreme Court should consider anew the constitutional validity of sentences enhanced dramatically on the basis of allegations that a jury considered insufficient for a lawful conviction.  I will provide here an exceprt from the start and end of Judge Millett's opinion:

This case is one in an “unbroken string of cases” encroaching on the Sixth Amendment right to a trial by jury, Jones v. United States, 135 S. Ct. 8, 9 (2014) (Scalia, J., joined by Thomas & Ginsburg, JJ., dissenting from the denial of certiorari).  The government indicted Gregory Bell for a “mélange” of crimes, “including conspiracy and crack distribution.”  Panel Op. 2.  Bell exercised his constitutional right to a trial by jury on those charges, and the jury acquitted Bell of ten of the thirteen charges against him, “including all narcotics and racketeering conspiracy charges.”  Panel Op. 3.  The jury convicted Bell of only three crack cocaine distribution charges that together added up to just 5 grams.

Because Bell had no significant criminal history and the amount of cocaine was relatively small, Bell’s Sentencing Guidelines range for the offense of conviction would have been 51 to 63 months.  At sentencing, however, the district court found that Bell had engaged in the very cocaine conspiracy of which the jury had acquitted him, and sentenced Bell to 192 months in prison — a sentence that was over 300% above the top of the Guidelines range for the crimes of which he was actually convicted.

In a constitutional system that relies upon the jury as the “great bulwark of [our] civil and political liberties,” Apprendi v. New Jersey, 530 U.S. 466, 477 (2000) (quoting 2 J. Story, Commentaries on the Constitution of the United States 540– 541 (4th ed. 1873)), it is hard to describe Bell’s sentence as anything other than a “perverse result,” United States v. Watts, 519 U.S. 148, 164 (1997) (Stevens, J., dissenting).  The foundational role of the jury is to stand as a neutral arbiter between the defendant and a government bent on depriving him of his liberty.  But when the central justification the government offers for such an extraordinary increase in the length of imprisonment is the very conduct for which the jury acquitted the defendant, that liberty-protecting bulwark becomes little more than a speed bump at sentencing....

While I am deeply concerned about the use of acquitted conduct in this case, I concur in the denial of rehearing en banc.  That is because only the Supreme Court can resolve the contradictions in the current state of the law, by either “put[ting] an end to the unbroken string of cases disregarding the Sixth Amendment” or “eliminat[ing] the Sixth Amendment difficulty by acknowledging that all sentences below the statutory maximum are substantively reasonable.”  Jones, 135 S. Ct. at 9 (Scalia, J., joined by Thomas and Ginsburg, JJ., dissenting from denial of certiorari).  Though I am not certain Bell’s argument is directly foreclosed by Supreme Court precedent, my colleagues on the panel have done their best to navigate existing precedent, recognizing that the Supreme Court has thus far declined to address this issue.  Going en banc would only delay affording the Supreme Court another opportunity to take up this important, frequently recurring, and troubling contradiction in sentencing law.

Despite seemingly having a number of sound vehicles for reconsidering Watts in the wake of Apprendi, Blakely, Booker et al., the Supreme Court has persistently dodged this acquitted conduct issue for well over a decade. Thus, we may need some of the holiday magic of Old Saint Nick in order to finally get the Justices to give needed attention to "this important, frequently recurring, and troubling contradiction in sentencing law."

December 24, 2015 at 03:13 PM | Permalink

Comments

If they ever grant cert on this issue, I can't wait to sign on to the amicus brief challenging this "perversity"

Professor A.

Posted by: Stan Adelman | Dec 24, 2015 4:02:08 PM

I admit I'm confused here. What is the Supreme Court dodging? Isn't Watt still controlling authority? Is this about wanting an opportunity to ask the Court reverse itself because of an especially troubling specific case?? Also, doesn't Booker make the use of acquitted conduct less legally suspect than when Watt was decided and the guidelines were "mandatory?"

Professors please enlighten!

Posted by: USPO | Dec 24, 2015 9:56:40 PM

Apparently the only fast, practical way to get around the perversity of using acquitted conduct as sentencing enhancements is having the sentencing commission amending the relevant conduct guidelines so as to exclude any and all behavior and conduct that was part of the acquitted charges.

Otherwise waiting for Congress to act or to have another similar case come up for the Supreme Court to revisit the issue will indeed be cause for extending an insult and elimination to the already hurt sixth amendment right to jury trials. In other words, federal judges can ignore jury verdicts and indirectly and directly become and/or continue to be despotic totalitarian prosecutors.

Posted by: Frank Inserni | Dec 25, 2015 11:07:06 AM

I oppose the use of acquitted conduct in guideline calculations. The reason is that such use is fictitious. A tribunal has ruled them, not true, with an 80% certainty (roughly the likelihood of correct verdict with a burden of proof of beyond a reasonable doubt). The use of adverse fiction violates Fifth Amendment procedural due process.

I also oppose something else, and ask the lawyers in the business to explain how they can go along in a profession that depends on so much fictitious doctrine.

The use of adjudicated charges in the current sentencing or in calculations based on prior adjudicated charges. In 95% of cases the adjudicated charge is fictitious, and overly favorable to the repeat offender. That chance (95%)is substantially worse than that of the use of acquitted conduct (80%).

Because the lawyer prosecutes 10% of serious crime, the selectivity assures that the indicted charges are very likely to be true. One may take the exoneration rate as a rough estimate of the false positive rate. I would support a study selecting a valid statistical sample of 1000 cases, and redoing them thoroughly to determine the false conviction rate. It should be followed up by an analysis of the system factors that resulted in this error rate, and the remedies to each factor.

Victims' interest is in the use of the indicted charges, and the public owns the criminal justice system. Either the lawyer starts to serve its real employer, or it should find a job elsewhere.

Posted by: Supremacy Claus | Dec 25, 2015 11:44:03 AM

Santa Claus to bring a certiorari grant on acquitted conduct sentencing?

Here come Santa Claus, hoping down Santa Claus lane.

Absolutely. Guidelines are like they are God and are going to use everything you ever did in your life for sentencing.

Uncharged relevant conduct needs to go away as well

My favorite case that shows this is. Duck hunter gets 30 yrs. I'm nit saying this guy wasnt a nasty. But he was charged fir taking a Remington 870 (pump shitgun) and going duck hunting while he was a felon or domestic or whatever.

During sentencing he wS found to be an Acca cause of priors and evidently he sent a pipe bomb thru the mail to his gurl friend. Who knows. Got 30 yrs.

15 yrs wasnt enough. Nah, double it.....So when this guy gets out, if ever, whats left for him? Zippo. Certainly hes not gonna be with his old girl. Sorry, just had to say that one.

Merry Xmas to all and dont eat like I did last night. Had lay back as my little tummy was plum full and not of sugar cane. Beef stew with meat balls, super salad and apple pie with pecans and chocalate drizzled on it. Couldnt even finish the coffee.

Posted by: MidWestGuy | Dec 25, 2015 12:25:04 PM

Santa Claus to bring a certiorari grant on acquitted conduct sentencing?

Here come Santa Claus, hoping down Santa Claus lane.

Absolutely. Guidelines are like they are God and are going to use everything you ever did in your life for sentencing.

Uncharged relevant conduct needs to go away as well

My favorite case that shows this is. Duck hunter gets 30 yrs. I'm nit saying this guy wasnt a nasty. But he was charged fir taking a Remington 870 (pump shitgun) and going duck hunting while he was a felon or domestic or whatever.

During sentencing he wS found to be an Acca cause of priors and evidently he sent a pipe bomb thru the mail to his gurl friend. Who knows. Got 30 yrs.

15 yrs wasnt enough. Nah, double it.....So when this guy gets out, if ever, whats left for him? Zippo. Certainly hes not gonna be with his old girl. Sorry, just had to say that one.

Merry Xmas to all and dont eat like I did last night. Had lay back as my little tummy was plum full and not of sugar cane. Beef stew with meat balls, super salad and apple pie with pecans and chocalate drizzled on it. Couldnt even finish the coffee.

Posted by: MidWestGuy | Dec 25, 2015 12:25:04 PM

Santa Claus to bring a certiorari grant on acquitted conduct sentencing?

Here come Santa Claus, hoping down Santa Claus lane.

Absolutely. Guidelines are like they are God and are going to use everything you ever did in your life for sentencing.

Uncharged relevant conduct needs to go away as well

My favorite case that shows this is. Duck hunter gets 30 yrs. I'm nit saying this guy wasnt a nasty. But he was charged fir taking a Remington 870 (pump shitgun) and going duck hunting while he was a felon or domestic or whatever.

During sentencing he wS found to be an Acca cause of priors and evidently he sent a pipe bomb thru the mail to his gurl friend. Who knows. Got 30 yrs.

15 yrs wasnt enough. Nah, double it.....So when this guy gets out, if ever, whats left for him? Zippo. Certainly hes not gonna be with his old girl. Sorry, just had to say that one.

Merry Xmas to all and dont eat like I did last night. Had lay back as my little tummy was plum full and not of sugar cane. Beef stew with meat balls, super salad and apple pie with pecans and chocalate drizzled on it. Couldnt even finish the coffee.

Posted by: MidWestGuy | Dec 25, 2015 12:25:04 PM

Acquitted conduct sentencing is an integral part of relevant conduct that is taken into consideration when calculating the Guidelines. You cannot separate the two. So for all those on here hoping acquitted conduct goes away, you are really attacking relevant conduct sentencing. See the following:

1. James J. Bilsborrow, Sentencing Acquitted Conduct to the Post-Booker Dustbin, 49 Wm. & Mary L. Rev. 289 (2007),

available at: http://scholarship.law.wm.edu/wmlr/vol49/iss1/6

2. Orhun Hakan Yalincak, Critical Analysis of Acquitted Conduct Sentencing in the U.S.: "Kafka-esque," "Repugnant," "Uniquely Malevolent" and "Pernicious"?, 54 Santa Clara L. Rev. 676 (2014).

Available at: http://digitalcommons.law.scu.edu/lawreview/vol54/iss3/4

3. Mark T. Doerr, Not Guilty? Go to Jail. 41 Columbia Human Rights Law Review 235 (2009)

Available at: http://www3.law.columbia.edu/hrlr/hrlr_journal/41.1/Doerr_Final.pdf

4. Erica K. Beutler, A Look at the Use of Acquitted Conduct in Sentencing, 88 J. Crim. L. & Criminology 809 (Spring 1998)

Available at: http://scholarlycommons.law.northwestern.edu/cgi/viewcontent.cgi?article=6960&context=jclc

Acquitted conduct sentencing has been around long before the Guidelines, has been criticised repeatedly, and the Supreme Court missed their chance in both Strom and Alleyne. Here is hoping they take Gary Bell aka Boy Boy's case, where the en banc panel has implored the Supreme Court to finally grant certiorari, and fix the mess. I am sure the votes are there to end acquitted conduct. But what about relevant conduct? For some reason, most practitioners separate the two yet if acquitted conduct must end then so too must relevant conduct. Remember, relevant conduct sentencing is just as bad. All practitioners complain about acquitted conduct, but what about where your client was not even charged? It is worse when your client is convicted of bank fraud/money laundering but being sentenced for purportedly killing his wife (uncharged relevant conduct): See United States v. Fitch (9th Cir.) opinion available here:

http://cdn.ca9.uscourts.gov/datastore/opinions/2011/09/23/07-10607.pdf

Any responsive comments on these thoughts would be highly helpful.

Posted by: Defense Attorney | Dec 25, 2015 2:24:39 PM

Can someone provide a definition of "acquitted conduct"? Seems like it's a bit of an onion.

Posted by: federalist | Dec 25, 2015 8:02:25 PM

123D solves the problem of acquitted conduct and relevant conduct.It is based on convicted conduct. Even if the last conviction is a false conviction, it does not matter. You are still facing a bad guy.

Its biggest problem is that it ends crime by killing all the violent criminals, instead of the thousands of murder victims. Their number may not be 15,000 as it is according to official statistics. There are 100,000 unresolved missing persons cases a year. If I were to dispatch someone I knew, and have the police come after me, I would take some steps to make them disappear, as a reasonable and prudent person.

So killing 10,000 members of the violent birth cohort puts us way ahead in deaths by homicide. One may also cut the murder rate in half by a true elimination of alcohol, not the 50% elimination of the Prohibition Era, but the true 100% elimination of Saudi Arabia, with its murder rate of one in 10 million. The US murder rate would be 4500 in 10 million. .

Posted by: Supremacy Claus | Dec 25, 2015 10:25:23 PM

123D solves the problem of acquitted conduct and relevant conduct.It is based on convicted conduct. Even if the last conviction is a false conviction, it does not matter. You are still facing a bad guy.

Its biggest problem is that it ends crime by killing all the violent criminals, instead of the thousands of murder victims. Their number may not be 15,000 as it is according to official statistics. There are 100,000 unresolved missing persons cases a year. If I were to dispatch someone I knew, and have the police come after me, I would take some steps to make them disappear, as a reasonable and prudent person.

So killing 10,000 members of the violent birth cohort puts us way ahead in deaths by homicide. One may also cut the murder rate in half by a true elimination of alcohol, not the 50% elimination of the Prohibition Era, but the true 100% elimination of Saudi Arabia, with its murder rate of one in 10 million. The US murder rate would be 4500 in 10 million. .

Posted by: Supremacy Claus | Dec 25, 2015 10:25:23 PM

I have to speak on another matter.

Cousin, Santa, is not pleased with the appalling behavior of the legal profession.

They have been very bad this year.

First, they are trying to sue him.

http://abovethelaw.com/2010/10/a-guide-to-suing-santa-claus/

Second, they are in utter failure in all their self stated goals.

Lastly, try talking to a 10 year old of today. They all went to law school somewhere. Their entire talk is of legal entitlements, threatening anyone daring to discipline them, and being totally uncontrollable. Yet, these children are getting expensive gifts from craven and politically correct parents. And, all PC is case

Thank the lawyer for these changes.

Posted by: Supremacy Claus | Dec 26, 2015 9:52:17 AM

This should be done on December 5th with is Sintur Klaas Day in Holland. They separate the Christ thing from the Sintur Klaas thing. Different strokes for different folks.

Posted by: Beldar | Dec 27, 2015 10:37:10 AM

To @Federalist. Read the academic articles cited in my post for the distinction between acquitted conduct and relevant conduct.

If you are lazy, then in short, they are intrinsically intertwined. Acquitted: jury considers alleged conduct and finds not guilty. Relevant conduct, includes conduct for which a jury returned a not guilty verdict, as well as conduct never put before jury, but still punishable/plays a role in the guideline calculations. Relevant conduct which was never charged is especially awful because people can be punished/sentenced to incredibly long prison sentenced authorized by the lowest standard of proof: preponderance of the evidence. You get found guilty of bank fraud but get sentenced for uncharged conduct (i.e. allegedly killing somebody, although that was never charged or proved). See United States v. Fitch cited in my post.

Posted by: Defense Lawyer | Dec 27, 2015 5:30:00 PM

Defense Lawyer: Fitch is an example of good old judicial discretion, and likely wouldn't have been upheld pre-Booker. It was not the result of any specific guideline relevant conduct construction. Before the guidelines, this kind of thing could have happened, and sometimes did. When the guidelines were mandatory, this kind of thing would never have been upheld. Then the Supreme Court decided to "fix" the guidelines instead of doing their job (declaring them unconstitutional and leaving it to congress to figure out what to do next). This opened again the floodgates for largely (but not entirely) unchecked judicial discretion. So we have a return to the problem the guidelines were invented to address in the first place. Pre-Booker, the guidelines often worked as a ceiling as much as they did a floor.

Fitch is not really a good example of the acquitted conduct problem specifically. Bell is.

Personally, I'd like to see the guidelines repealed completely.

Posted by: USPO | Dec 27, 2015 6:40:07 PM

Defense Lawyer is right. There's no point waiting for a fix from the Sentencing Commission, because to them, acquitted-conduct sentencing is a feature rather than a bug. The whole point of the "real offense" approach to sentencing is that the charge(s) of which a defendant is convicted are meaningless, and their function is merely to provide a hook to sentence the defendant for what he _really_ did. For the Commission to repudiate acquitted-conduct sentencing would require a fundamental change in this approach, and at that point, why have guidelines at all?

Posted by: Jonathan Edelstein | Dec 28, 2015 1:34:34 PM

I am going to post this anonymously for my own privacy. In October 2012, Hon. Michael Mukasey was speaking at a school on the other side of the pond. In the end some students came up and asked to have a picture taken with him, shake his hand etc. One of them asked him what he thinks about the Sentencing Guidelines and why he opposed efforts before Congress re: Crack/Coke/Mandatory minimums. He laughed and said "oh....the Guidelines, they are a fraud." It was an off the cuff, unrecorded remark. He proceeded to have a picture taken with the student left. Judge Mukasey probably didnt realize it at the time, but the student had previously been sentenced under the federal guidelines when he was a "kid."

It is a pity, the real obstacle to sentencing reform is the unwarranted fear of declaring the "king has no clothes." The Guidelines are a fraud. They need to go. Sentences are too long, they need to be cut down. MVRA etc need to be reformed. The number of criminal laws also have to be cut down. But I digress...

Posted by: Long lost student | Dec 28, 2015 4:33:56 PM

Post a comment

In the body of your email, please indicate if you are a professor, student, prosecutor, defense attorney, etc. so I can gain a sense of who is reading my blog. Thank you, DAB