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July 23, 2021
As Eleventh Circuit works though ACCA "occasions different" mess, Judge Newson flags Apprendi "prior conviction" issues
A helpful reader alerted me to an interesting new split Eleventh Circuit panel decision in US v. Dudley, No. 19-10267 (7th Cir. July 22, 2021) (available here), concerning application of the severe mandatory minimum in the federal Armed Career Criminal Act. As regular readers know, ACCA converts the 10-year maximum prison term for illegal gun possession by a felon into a 15-year mandatory minimum if the defendant has the wrong kind of prior convictions. The basic issue in Dudley is a topic also to be considered by the Supreme Court this fall in Wooden v. US, namely ACCA's requirement that key prior offenses needed to be "committed on occasions different from one another." In Wooden, the facts of the prior convictions are not in dispute, and so the Supreme Court will likely just explore the legal meaning of "occasions different from one another." In Dudley, part of the debate concerns uncertainty about the facts of the prior convictions, and so the Eleventh Circuit panel has to discuss how these facts can be proved.
Working through a variety of complicated ACCA precedents, the majority in Dudley ultimately decides that "the district court did not err in relying on the prosecutor’s factual proffer in Dudley’s plea colloquy to find by a preponderance of the evidence that the three qualifying prior convictions for Alabama assault occurred on three separate, distinct occasions." For hard-core ACCA fans, the majority's discussion might be interesting. But hard-core Sixth Amendment fans will especially want to check out Judge Newsom's lengthy partial dissent which flags the significant Apprendi issues raised by prior rulings and this case. Here is are some passages from the partial dissent to show why the whole opinion is worth checking out:
For starters, why doesn’t judicial factfinding involving ACCA’s different-occasions requirement itself violate the Sixth Amendment? After all, we’ve described the different-occasions inquiry as a factual one....
Of course, I recognize that we and other circuits have repeatedly rejected constitutional challenges to ACCA’s different-occasions inquiry. See Maj. Op. 18–19 (collecting cases). We’ve justified ourselves on the ground that the date of an offense is part of the “factual nature” of the conviction — and thus falls under Almendarez-Torres’s exception to Apprendi....
But that explanation, while plausible at first blush, is tough to square with the Court’s characterization of Almendarez-Torres as a “narrow exception” to Apprendi’s general rule. See Alleyne, 570 U.S. at 111 n.1. As interpreted by Apprendi, Almendarez-Torres exempts only “the fact of a prior conviction” from the bar on judicial factfinding. Apprendi, 530 U.S. at 490 (emphasis added). After all, Almendarez-Torres itself involved only the bare fact that the defendant had been convicted of a prior aggravated assault. 523 U.S. at 226. Although I don’t question Almendarez-Torres’s continuing vitality — above my pay grade — it seems that we do more than just faithfully apply that decision when we extend its “narrow exception” for the mere “fact of a prior conviction” to include other related facts, such as the date or time of the underlying offense. Indeed, if Almendarez-Torres authorizes factfinding about more than just the fact of a prior conviction, what’s the limiting principle? What differentiates the timing of the offense from the fact that it was “violent” for ACCA’s predicate-felony inquiry? Both, it seems to me, are equally part (or not part) of the “factual nature” of the prior conviction.
July 23, 2021 at 09:41 AM | Permalink
Comments
What a hot issue this could become for hundreds of inmates. This split 11th Circuit decision is destined to be cited in a lot of future briefs on this topic.
Posted by: Jim Gormley | Jul 23, 2021 10:04:06 AM
Both Justice Clarence Thomas and the late Justice John Paul Stevens had it right: Almendarez-Torres is (or has become) bad law.
Posted by: Thomas Root | Jul 24, 2021 7:23:16 AM