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April 26, 2023

Eighth Circuit panel seemingly misreads the US Sentencing Commission's sentence reduction guideline amendment

I have previously blogged here and here about the US Sentencing Commission's decision to amend the so-called commpassionate release guideline, formally "§ 1B1.13 - Reduction in Term of Imprionment under 18 U.S.C § 3582(c)(1)(A) (policy statement)."  There are lots of intricate elemens to this amendment, and one key provision concerned the authority of judges to consider "changes in the law" as a basis to satisfy the statutory requirement of finding "extraordinary and compelling reason" for a sentence reduction. 

This issue was the only one clearly dividing the new Commissioners: four Commissioners voted for a new provision -- § 1B1.13(b)(6) -- that expressly states that, in certain circumstances, "changes in the law ... may be considered in determining whether the defendant presents an extraordinary and compelling reason, but only where such change would produce a gross disparity between the sentence being served and the sentence likely to be imposed at the time the motion is filed, and after full consideration of the defendant’s individualized circumstances."  Three other Commissioners voted againt this provision because they did not believe  the USSC should ever allow "changes in the law" to be considered in determining whether a defendant presents and "extraordinary and compelling reason" for a sentence reduction.

A helpful reader sent me an Eighth Circuit opinion, US v. Rodriguez-Mendez, No. 22-2399 (8th Cir. April 25, 2023) (available here), that seems to misread just what the USSC has done with this amendment to the reduction-in-sentence guideline.  In this case, the panel first explains that the Eighth Circuit had pervious "held that a non-retroactive change in law regarding sentencing ...  cannot contribute to a finding of ‘extraordinary and compelling reasons’ for a reduction in sentence under § 3582(c)(1)(A)."  Then the panel rejects the defendant's argument that the Supreme Court's opinion in Concepcion v. US, 142 S. Ct. 2389 (2022), required changing that prior holding.  (I disagree with that reading of Concepcion, as explained here, but a number of courts have adopted it.)  

Then, in the last few paragraphs of this new Rodriguez-Mendez opinion, the Eighth Circuit panel mentions that the Sentencing Commission’s proposed amendment to § 1B1.13.  But after quoting key provisions of the amendment, the panel states (with my emphasis added): "It thus appears that the Commission proposes to adopt (or to express more clearly) that nonretroactive changes in sentencing law may not establish eligibility for a § 3582(c)(1)(A) sentence reduction, as we held in Crandall, but may be considered in exercising a court’s discretion whether to grant compassionate release relief to an eligible defendant, consistent with the Supreme Court’s decision in Concepcion."   But this seems flatly wrong because, as noted above, the new language of § 1B1.13(b)(6) expressly states that, in certain circumstances, "changes in the law ... may be considered in determining whether the defendant presents an extraordinary and compelling reason."  In other words, the Commission in this new guideline is providing that nonretroactive changes in sentencing law CAN establish eligibility for a § 3582(c)(1)(A) sentence reduction in some circucumstances.  (And, notably, the defedant in this case, Rodrigo Rodriguez-Mendez, might well meet the circumstances the Commission set forth for "change in the law" to provide the basis for a sentence reduction.)

I have argued in this post that the new amended provision of "§ 1B1.13 - Reduction in Term of Imprionment under 18 U.S.C § 3582(c)(1)(A)" could and should be seen to now overrule prior circuit rulings that changes in law cannot provide a basis for a sentence reduction.  But some may reasonably claim that the amendment to § 1B1.13 only should be given effect after November 1, 2023, which is when all the new guideline amendments will become effective.  But I do not think anyone can reasonably claim, as the Eighth Circuit panel seems to do here, that the new amended guideline serves to codify the claims of some circuits that changes in law can never provide a basis for a sentence reduction.

April 26, 2023 at 08:22 AM | Permalink

Comments

I'm not so sure professor. What do you say about:

(c) LIMITATION ON CHANGES IN LAW.—Except as provided in subsection (b)(6), a change in the law (including an amendment to the Guidelines Manual that has not been
made retroactive) shall not be considered for purposes of determining whether an extraordinary and compelling reason exists under this policy statement. However, if a defendant otherwise establishes that extraordinary and compelling reasons warrant a sentence reduction under this policy statement, a change in the law (including an amendment to the Guidelines Manual that has not been made retroactive) may be considered for purposes of determining the extent of any such reduction.

Posted by: whatever | Apr 26, 2023 9:36:42 AM

Doug,

Please explain how the Sentencing Commission, using its statutory authority in 28 USC 994, could promulgate a policy statement that overrules a circuit court's conclusion, based on clear statutory text, that a change in law is not "extraordinary and compelling." The Commission could say that it is, and that would mean that a sentence reduction under 3582(c)(1)(A)(i) would be consistent with the Commission's policy statement on compassionate release, but the Commission's policy statement does not trump a court's conclusion that, as a matter of statutory construction, changes in law are not extraordinary.

It's amazing: you exhort Circuit decisions holding that the Commission can't use commentary to expand the scope of a Guideline's clear text (when that inures to a defendant's detriment), yet you are all to quick to conclude that the Commission can promulgate a policy statement purporting to declare what a statute means and have an Article III court be bound by that. It doesn't work that way.

Da Man

Posted by: Da Man | Apr 26, 2023 9:37:22 AM

"Da Man" see above.

Posted by: whatever | Apr 26, 2023 9:40:11 AM

Here's one for you Doug: https://www.nationalreview.com/news/san-francisco-drops-case-against-homeless-man-who-beat-former-city-official-with-a-crowbar/

More ugly politicization of justice.

Posted by: federalist | Apr 26, 2023 11:37:37 AM

Whatever: what you quote says expressly “except as provided in subsection (b)(6)” and subsection (b)(6) is the subsection that expressly provides some limited circumstances in which a “change in the law” may provide a basis for finding “extraordinary and compelling reasons.”

Da Man: Congress in 28 U.S.C. 994(t) gave the Commission an obligation to describe what should be extraordinary and compelling reasons. (Here is the exact text: "The Commission, in promulgating general policy statements regarding the sentencing modification provisions in section 3582(c)(1)(A) of title 18, shall describe what should be considered extraordinary and compelling reasons for sentence reduction, including the criteria to be applied and a list of specific examples.") That statutory text is why I say the USSC's description of "what should be considered extraordinary and compelling reasons for sentence reduction" serves to essentially overrule contrary court decisions handed down before th USSC addressed the issue. In other words, I believe I am being faithful to congessional text here that makes the USSC the primary expositor of what factors can and "should be considered extraordinary and compelling reasons for sentence reduction." (Circuit holdings that courts should not show deference to guideline commentary seems to be a distinct issue of administrative law, not really a matter of statutory Interpretation, because guidelines commentary is technically not reviewed by Congress. In contrast, this new USSC guideline will be submitted to Congress for its review.)

federalist: I thought you were a big fan of prosecutors not bringing charges when a person has a plausible claim of self-defense.

Posted by: Doug B | Apr 26, 2023 12:40:22 PM

federalist: I thought you were a big fan of prosecutors not bringing charges when a person has a plausible claim of self-defense.

Where did I ever say that? And this guy doesn't have a plausible claim given the video. What I have said is that where there is no probable cause, there can be no prosecution. And I've also said that the Perry conviction is very problematic. Dope fiends threaten people, block a driveway--some goes to confront them, and then get peppersprayed, and so he gets to chase a guy down and hit him with a crowbar. Nice try, Doug.

Posted by: federalist | Apr 26, 2023 2:16:42 PM

I did not investigate all the details of the SF case, federalist, but I saw it involved a prosecutor dropping a prosecution on the basis of an SD claim. That sounded a lot like what you advocated for in other settings, but I forgot that you always have your own accounting of the facts.

Posted by: Doug B | Apr 26, 2023 3:25:57 PM

Oh good grief.

Posted by: federalist | Apr 27, 2023 9:41:21 AM

33 years for tragic fentanyl death of two year old child due to gross negligence and recklessmess- hard to see a good reason for such a long sentence. No specific or general deterrence to be gained when the parents in these cases are so mentally ill.
https://www.msn.com/en-us/news/crime/mom-who-used-stimulus-check-to-buy-fentanyl-that-killed-2-year-old-son-locked-away-for-decades-in-sadly-historic-kentucky-murder-case/ar-AA1aqA68?cvid=0adacd7d449241599e15b61adeacba10&ei=15

Posted by: Respondent | Apr 27, 2023 11:11:32 AM

Slightly off topic, but there was another recent interesting Eighth Circuit Case -- United States v. Sitladeen, Case Number 22-1010 (April 4, 2023) -- involving Bruen and the "immigrant in possession" charge under 18 U.S.C. 922.

Posted by: tmm | Apr 27, 2023 12:21:41 PM

Doug -

The Commission can obviously promulgate what IT believes should be "extraordinary and compelling" circumstances. If it says in USSG 1B1.13 that, for example, non-retroactive changes in the law amount to "extraordinary and compelling," then a sentence reduction premised on that ground would satisfy JUST ONE of the two critical preconditions for a sentencing reduction in the statute, i.e., that the reduction must be consistent with the policy statements promulgated by the Sentencing Commission. But that would have no bearing on the other requirement: that the defendant present a circumstance that is "extraordinary and compelling" as that term is used in the statute. In other words, just because the Commission has concluded that circumstance X ought to amount to "extraordinary and compelling" does not mean that circumstance X IS "extraordinary and compelling" as a matter of statutory interpretation.

Da Man

Posted by: Da Man | May 2, 2023 12:39:21 PM

Da Man, I think it would be a plausible reading of the statute that courts must decide what is “extraordinary and compelling” entirely apart from that the USSC describes as “extraordinary and compelling.” But Congress did seem to task the USSC with definitional authority and your approach to the statute risks inconsistent rulings in different circuits AND it also suggests that courts could have authority to find E/C reasons even in cases in which the USSC has not described such a circumstance as E/C. And Concepcion from SCOTUS would seem to provide further support for idea that circuits ought NOT to be making up categorical rules to limit district court sentencing considerations absent a clear statute to that effect.

In the end, this is a fair debate over statutory interpretation in the wake on Congress calling to expand/increase sentence reduction authority in district courts. And I am always inclined to err here on giving judges broad authority to craft fair, just and effective sentences consistent with the Constitution and statutory text. And, to focus on "changes in the law," since Congress rarely lowers sentences, any time its does still so strikes me as quite extraordinary and compelling.

Posted by: Doug B | May 2, 2023 1:40:21 PM

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