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June 20, 2024
Supreme Court, by 6-3 vote, rejects claim that mental state expert testimony violated FRE 704(b)
The Supreme Court this morning handed down a short opinion in Diaz v. United States, No. 23-14 (S. Ct. June 20, 2024) (available here). Justice Thimas authored the opinion for the Court, which starts this way:
Federal Rule of Evidence 704(b) prohibits expert witnesses from stating opinions “about whether the defendant did or did not have a mental state or condition that constitutes an element of the crime charged or of a defense.” In this drug-trafficking prosecution, petitioner argued that she lacked the mental state required to convict because she was unaware that drugs were concealed in her car when she drove it across the United States-Mexico border. At trial, the Government’s expert witness opined that most drug couriers know that they are transporting drugs. Because the expert witness did not state an opinion about whether petitioner herself had a particular mental state, we conclude that the testimony did not violate Rule 704(b). We therefore affirm.
Justice Jackson authored a concurrence which explains and stresses that "the type of mental-state evidence that Rule 704(b) permits can prove essential not only for prosecutors, but for defendants as well."
Justice Gorsuch authored a dissent joined by Justices Sotomayor and Kagan that starts this way:
Federal Rule of Evidence 704(b) prohibits an expert witness from offering an opinion “about whether the defendant did or did not have [the] mental state” needed to convict her of a crime. “Those matters,” the Rule instructs, “are for the trier of fact alone.” Following the government’s lead, the Court today carves a new path around that command. There’s no Rule 704(b) problem, the Court holds, as long as the government’s expert limits himself to testifying that most people like the defendant have the mental state required to secure a conviction.
The upshot? The government comes away with a powerful new tool in its pocket. Prosecutors can now put an expert on the stand — someone who apparently has the convenient ability to read minds — and let him hold forth on what “most” people like the defendant think when they commit a legally proscribed act. Then, the government need do no more than urge the jury to find that the defendant is like “most” people and convict. What authority exists for allowing that kind of charade in federal criminal trials is anybody’s guess, but certainly it cannot be found in Rule 704.
June 20, 2024 at 10:38 AM | Permalink
Comments
I'll have to read the opinions, but my heart, for now, is with Gorsuch.
Posted by: federalist | Jun 20, 2024 11:27:58 AM
As a practical matter, this was a pretty big win for the government.
Posted by: bill otis | Jun 20, 2024 11:54:53 AM
“Water is wet”—Billy boy Otis, erudite legal scholar.
Posted by: Blah | Jun 20, 2024 11:57:41 AM
Or a pretty big loss for the government. While it is only a one justice concurrence, the opinion by Justice Jackson makes pretty clear the argument that we will see in mental health cases to permit defense experts to dance right up to the line of saying that the defendant is not guilty by reason of mental disease.
Posted by: tmm | Jun 20, 2024 1:38:49 PM
My understanding is that expert testimony about battering and abuse can be very valuable on the defense side in certain types of cases (high mens rea/duress cases). It will be interesting to see if Diaz ends up actually becoming a defense bar favorite.
Posted by: Doug B | Jun 20, 2024 2:31:48 PM
tmm --
Mental health defenses, as I think you probably know, almost never work. The reason for this is that juries generally believe that the defendant made off with $10,000 (or whatever) not because he was crazy but -- lan's sakes alive -- because he wanted the $10,000!
Sister Perjean testifies in DP cases, and that doesn't work either.
Posted by: Bill Otis | Jun 20, 2024 3:24:49 PM
Doug --
I hope they have at it. As Donald Trump says, "We'll see."
P.S. Ive been hearing a lot in the comments section about how Thomas and Alito virtually always line up to help the prosecution. Did they suddenly switch sides to help the defense?
P.P.S. Speaking of Trump, you might be interested in my Ringside column today on the Manhattan indictment and trial. Here it is, but feel zero obligation -- I know you have loads to read. https://ringsideatthereckoning.substack.com/p/why-trumps-conviction-didnt-move?utm_campaign=reaction&utm_medium=email&utm_source=substack&utm_content=post
Posted by: Bill Otis | Jun 20, 2024 3:31:01 PM
Hot damn Billy Boy Otis, more insightful legal takes: mental health defenses almost never work BECAUSE juries don’t believe that defense! Bravo. Thanks for the illumination.
Posted by: Blah | Jun 20, 2024 4:31:39 PM
Bill, they rarely work, but we still have to combat them. And our public defender just got a nice new source of money from legalized marijuana and seem to, among other things, have decided to push diminished capacity defenses (where our courts and legislature have failed to clarify if we can get our own opinions).
Posted by: tmm | Jun 20, 2024 4:44:13 PM
tmm --
A wise man once told me, "Experience is what you get when you don't get what you want." Likewise, I found that diminished capacity defenses are what you get when the PD has zip but her client insists on going to trial anyway.
Posted by: Bill Otis | Jun 20, 2024 5:52:23 PM
https://redstate.com/bonchie/2024/06/20/watch-pramila-jayapal-and-joy-reid-laugh-it-up-over-illegal-immigrant-rape-claim-its-fear-mongering-n2175743
Why 'rats, all 'rats, are contemptible.
Posted by: federalist | Jun 20, 2024 6:19:40 PM
Billy boy Otis, man has it been quite the day for your incisive legal commentary. You write, "Experience is what you get when you don't get what you want," and then follow up with a sentence referencing your "experience" as evidence that the proposition is true. Are you sure you went to law school?
Posted by: blah | Jun 20, 2024 7:37:28 PM
It has been quite the day for mocking Bill Otis, blah. Spread the wealth, perhaps?
Posted by: Doug B | Jun 20, 2024 9:31:05 PM
Doug --
A very generous use of the word, "wealth"!
Posted by: Bill Otis | Jun 20, 2024 10:51:20 PM
I would never mock Billy boy Otis. He’s doing a fine job embarrassing himself on his own.
Posted by: Blah | Jun 20, 2024 11:42:16 PM