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November 1, 2024

Based on "the will of Congress," Third Circuit panel adheres to prior ruling limiting ground for compassionate release

I noted in this recent post that a Sixth Circuit panel heard oral argument this past week to consider its precedent limiting grounds for compassionate release in light of last year's US Sentencing Commission guideline amendment allowing some "changes in the law" to serve as basis for sentence reduction under § 3582(c)(1)(A)(i).  In that post, I explained that I thought this issue of statutory interpretation should be fairly straight forward for any and all true textualists.  Today, a panel ruling form the Third Circuit in US v. Rutherford, No. 23-1904 (3d Cir. Nov. 1, 2024) (available here), reinforces my view.  The panel in Rutherford rules against the defendant not based on any determinative text, but rather based on its belief as to "the will of Congress":

We agree with the government that subsection (b)(6) in the amended Policy Statement, as applied to the First Step Act’s modification of § 924(c), conflicts with the will of Congress and thus cannot be considered in determining a prisoner’s eligibility for compassionate release.  Congress explicitly made the First Step Act’s change to § 924(c) nonretroactive.  Pub. L. No. 115-391, § 403(b), 132 Stat. 5194, 5222.  And, in Andrews, we held that it would be inconsistent “with [the] pertinent provisions of [the First Step Act],” 28 U.S.C. § 994(a), to allow the amended version of § 924(c) to be considered in the compassionate release context because “Congress specifically decided that the changes to the § 924(c) mandatory minimums would not apply to people who had already been sentenced.” Andrews, 12 F.4th at 261.  

Besides the non-textual nature of divining the "will" of Congress to rule against a defendant, this holding conflates Congress's nonretoractivity decisions in the First Step Act with its decision, in the very same Act, to expand access to compassionate release and to keep in place the broad parameters of USSC authority to set terms for compassionate release.  There is nothing at all "inconsistent" with Congress saying not everyone should automatically retroactively benefit from a particular change in law and the USSC saying that judges can consider a change in law for a select few pursuing another legal remedy.  Put more clearly and directly, the USSC's policy statement regarding compassionate release does not formally or functionally make the First Step Act change to § 924(c) retroactive to anyone, and so it is in no way inconsistent with Congress's decision not to make that change retroactive to everyone. 

I could go on and on, but Rutherford ultimately stands as another telling example of the limits of textualism when a criminal defendant is the one stressing that the text Congress enacted is in his favor.  Even if text is clear (as I think it is here), courts are ready and able to say that the "will" of Congress is more important than the text.  (Notably, the Rutherford decision seem to think the "will" of Congress only makes it a problem for district courts to consider the § 924(c) change in law as part of a compassionate release motion; other changes in law would seemingly still be permissible considerations under the USSC's policy statement.) 

I assume a motion for an en banc review in Rutherford will be next up in the Third Circuit, and it will be interesting to see if any textualists elsewhere on that court might be troubled by the panel's reliance on congressional "will" over congressional text.  A Fifth Circuit panel has gone the other way, but I surmise there could still be full court consideration there.  And the Sixth Circuit, as well as a few other circuits, may also weigh in before SCOTUS may be inclined to take up this issue.  I suspect SCOTUS review is inevitable, with "when" perhaps more of an uncertainty than "if." 

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November 1, 2024 at 04:06 PM | Permalink

Comments

Professor Berman,

This opinion is much narrower than you make it out to be, though you doubtless think it wrong even in that narrow respect. The court said that the statutory expression of non-retroactivity for the 924(c) stacking meant that THAT could not be an extraordinary and compelling circumstance. But it seems to have left open whether other changes in law (even judicial decisions changing sentencing procedure) may qualify under the rule -- see footnote 23.

As for whether the 3d Circuit is likely to rehear this en banc, I think the chances are quite high, especially since two of the three panel members cannot vote on the question (as they are not active judges). And Judge Jordan is leaving the bench on inauguration day in 2025.....

Posted by: Da Man | Nov 4, 2024 11:00:01 AM

Thanks, Da Man, as I do think it is an important point that this Rutherford opinion drops a footnote to state that its "holding is solely that the First Step Act’s change to § 924(c) cannot be considered in [the compassionate release context], on its own or with other factors, because of Congress’s explicit instruction in that statute that the change be nonretroactive." But I still do not understand how that jibes with Congress's explicit instructions that sentence modifications (not retroactivity) may be based on any and all "extraordinary and compelling reasons" as specified by the USSC except for rehabilitation alone. Sentence modifications, in both substance and process, are quite distinct from nonretroactivity. And sentence modification terms are set forth in the texts of statutes enacted by Congress, whereas the Rutherford decision seems to think its conjuring of "the will of Congress" matters more than the text.

Is there a place I can find a list of things that Congress has willed? Does the will of Congress change with its mood? Didn't Congress actually show that its "will" supported the USSC guideline allowing CR on this basis when it failed to reject them after they were submitted as proposed USSC amendments in April 2023?

Posted by: Doug B | Nov 4, 2024 1:10:07 PM

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